Connectomic Deep Brain Stimulation for Obsessive Compulsive Disorder

Last updated: June 9, 2025
Sponsor: Icahn School of Medicine at Mount Sinai
Overall Status: Active - Recruiting

Phase

N/A

Condition

Obsessive-compulsive Disorder

Anxiety Disorders

Mood Disorders

Treatment

Selective focal stimulation of ALIC-pathways

Clinical Study ID

NCT05160129
STUDY-21-00125
1R01MH123542-01
  • Ages > 18
  • All Genders

Study Summary

Deep brain stimulation (DBS) is an effective treatment for people suffering from severe obsessive-compulsive disorder (OCD) whose symptoms have failed to improve after years and multiple methods of intervention. An effective DBS target for OCD is the anterior limb of the internal capsule (ALIC) brain region. On average 60% of all OCD patients have a clinically significant response to ALIC DBS. However, ALIC DBS may become even more effective with the ability to predict which specific ALIC connections in the brain need to be stimulated for each individual OCD patient. This study therefore investigates personalized stimulation to the ALIC that allows for precise modulation of brain circuits associated with individual OCD symptoms. The study aims to specify the ideal anatomical target for ALIC DBS for maximum therapeutic benefit in each patient.

Eligibility Criteria

Inclusion

All participants will receive ALIC DBS for OCD. DBS received a Humanitarian Device Exemption (HDE) in 2009 with an indication for bilateral stimulation of the ALIC as an adjunctive treatment to medications and as an alternative to anterior capsulotomy for treatment of chronic, severe, treatment-refractory OCD in adult patients who have failed at least three SSRIs. Additionally, more stringent criteria have been selected for defining treatment-resistance in this protocol, as indicated below.

INCLUSION CRITERIA:

  • 18 years of age or older

  • Primary psychiatric diagnosis of Obsessive-Compulsive Disorder (OCD, per DSM-5criteria)

  • Meets FDA Humanitarian Device Exemption (HDE) criteria for indication

  • Has elected to receive clinically indicated DBS for OCD with a directional systemoutside of this research study, as determined by treating clinician(s) and percurrent clinical practice

  • Minimum of a five-year history of treatment-refractory OCD with substantialfunctional impairment

  • Failure of an adequate trial of at least three of the following SSRIs: Fluoxetine,Fluvoxamine, Citalopram, Escitalopram, Sertraline, Paroxetine

  • Failure of an adequate trial of clomipramine

  • Failure of an adequate trial of one or more of the aforementioned antidepressants incombination with at least one of the following augmentation agents: Haloperidol,Risperidone, Olanzapine, Quetiapine, Ziprasidone, Aripiprazole

  • Failure of an adequate trial of Cognitive Behavioral Therapy (CBT), defined as 25hours of documented exposure and response prevention (ERP) by an expert therapist

  • Minimum score of 25 on the Yale-Brown Obsessive-Compulsive Scale (Y-BOCS) atpreoperative baseline

  • Ability to undergo preoperative MRI

  • English proficiency

  • Capacity to provide written informed consent

  • Willing and able to comply with all device operation and study-related procedures

Exclusion

EXCLUSION CRITERIA:

  • Ineligible or unwilling to receive ALIC DBS for OCD

  • Contraindications for general anesthesia, neurosurgery, or an MRI scan

  • Neurological disorder or other significant brain pathology, such as moderate /marked cerebral atrophy, stroke, tumor, epilepsy, or previous neurosurgicalprocedures (excluding cingulotomy, which may be permitted if not contraindicated inthe opinion of implanting neurosurgeon)

  • Unstable medical illness, chronic immunosuppression, and/or considerably reducedlife-expectancy

  • Conditions requiring anticoagulant therapy which cannot be discontinued for theperioperative period, as required

  • Conditions requiring certain regular MRI scans or diathermy

  • Currently implanted with a cardiac pacemaker / defibrillator or other implantedelectrical device which may interfere with DBS stimulator or the function of whichmay be impacted by its implantation, in the opinion of evaluating neurosurgeon

  • Other primary Axis I disorder or history of psychosis, such as schizophrenia,psychosis in the context of depressive or manic episode.

  • Current or past history within the 6 months prior to DBS implantation of substanceabuse or dependence (excluding nicotine and caffeine)

  • Active suicidal ideation with intent, suicide attempt within the last six months,more than three suicide attempts within the last two years, or serious suicide riskas determined by the study psychiatrists

  • Axis II disorders which, in the opinion of the study psychiatrist, may increases therisk of DBS to participants or cause study non-compliance

  • Patients who lack the capacity to for proper device usage and maintenance, in theopinion of the research team

  • Women who are pregnant

Study Design

Total Participants: 20
Treatment Group(s): 1
Primary Treatment: Selective focal stimulation of ALIC-pathways
Phase:
Study Start date:
August 13, 2021
Estimated Completion Date:
March 31, 2026

Study Description

To improve DBS for severe OCD, the anatomical specificity with which stimulation is delivered must be enhanced. In this study, patients will receive personalized and circuit specific stimulation to five target ALIC pathways based on pre-surgery brain scan analysis where patient-specific blueprints are created and used to determine implant location. Stimulation to the ALIC is delivered by directional segmented electrodes which are designed to deliver precise activation of circuits of interest and minimize excess tissue activation that can cause side effects. In this study, ALIC DBS will target white matter pathways, each having different cortical projections that affect different behavioral outputs, instead of traditional targeting. Each of these chosen pathways have been shown to be involved in the effects of ALIC DBS for OCD, but the results vary between studies.

The current study involves routine implantation of bilateral DBS leads into the ALIC brain region, which are connected to an internal pulse generator (IPG) device that is implanted under the skin near the collar bone and controls stimulation delivery. Before surgery, patients will receive a high definition 7T MRI brain scan to carefully plan the personalized lead implantation. Following surgery, patients will receive routine clinical visits for optimizing the DBS parameters and monitoring of clinical effects. As part of this study, patients will participate in EEG recordings at stimulation initiation and after 6 and 12 months. In addition, patients will complete behavioral paradigm testing bimonthly during stimulation of circuit-specific DBS contacts.

The goal of this study is to create a blueprint map of the brain that characterizes pathways that are found in effective treatment of OCD. This will be done by determining which pathways are activated by stimulation in different locations in ALIC and linking these locations with changes in task performance. This will allow for specification of the ideal anatomical target for DBS for OCD for maximum therapeutic benefit.

Connect with a study center

  • Mount Sinai West

    New York, New York 10019
    United States

    Active - Recruiting

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