Identification and Treatment Of Micrometastatic Disease in Stage III Colon Cancer

Last updated: December 22, 2025
Sponsor: Massachusetts General Hospital
Overall Status: Active - Recruiting

Phase

3

Condition

Metastatic Cancer

Colon Cancer

Colorectal Cancer

Treatment

Trastuzumab + Pertuzumab

FOLFIRI Protocol

Encorafenib/Binimetinib/Cetuximab Protocol

Clinical Study ID

NCT03803553
18-397
  • Ages > 18
  • All Genders

Study Summary

This research study is comparing two standard of care treatment options based on blood test results for participants who have metastatic colon cancer.

The names of the potential treatments involved in this study are:

  • Active surveillance

  • FOLFIRI treatment

  • Nivolumab treatment

  • Encorafenib/Binimetinib/Cetuximab treatment

  • Trastuzumab + Pertuzumab

Eligibility Criteria

Inclusion

Inclusion Criteria:

  • Participants must have histologically confirmed resected Stage III adenocarcinoma ofthe colon. Any T [Tx, T1, T2, T3, or T4-], N1-2M0.

  • Participants must have completely resected disease. In patients with tumor adherentto adjacent structures, en block RO resection must be documented.

  • Entire tumor must be in the colon (rectal involvement is excluded).

  • Participants must have completed standard adjuvant chemotherapy per the discretionof the treating physician. Standard therapy includes FOLFOX, CAPOX, or therapy with 5FU analog alone will be permitted if it constitutes appropriate standard therapy inthe opinion of the treating physician.

  • Participants must not have received prior neoadjuvant chemotherapy.

  • Age ≥18 years.

  • ECOG performance status ≤1.

  • Life expectancy of greater than 3 months.

  • Participants must have normal organ and marrow function as defined below:

  • leukocytes ≥3,000/mcL

  • absolute neutrophil count ≥1,500/mcL

  • platelets ≥100,000/ mcL

  • total bilirubin within normal institutional limits. For patients with Gilbert'ssyndrome, total bilirubin must be ≤ 2 and documented as elevated indirectbilirubin.

  • AST(SGOT)/ALT(SGPT) ≤3 (AST) or ≤ 3 (ALT) × institutional upper limit of normal

  • creatinine within normal institutional limits OR

  • creatinine clearance ≥40 mL/min/1.73 m2 for participants with creatinine levelsabove institutional normal by Cockroft-Gault formula.

  • In order to be eligible for the ctDNA positive cohort, women of childbearingpotential must have a negative serum or urine pregnancy test (minimum sensitivity 25IU/L or equivalent units of HCG).

  • The effects on the developing human fetus are unknown. For this reason and because 5FU, Capecitabine, Oxaliplatin, Irinotecan, Leucovorin, Nivolumab, and Cetuximab areknown to be teratogenic, in order to be eligible for the ctDNA positive cohort,females of child-bearing potential (FOCBP) and males must be willing to abstain fromheterosexual activity or use 2 forms of effective contraception (fail rate of lessthan 1% per year, hormonal or barrier method of birth control) from time of informedconsent until 5 months (FOCBP) and 7 months (males) after the last dose of studytreatment. Should a woman become pregnant or suspect she is pregnant while she orher partner is participating in this study, she should inform her treating physicianimmediately. Women who are not of childbearing potential, ie, who are postmenopausalor surgically sterile as well as azoospermic men, do not require contraception.

  • Participants must have documentation of microsatellite instability status. Testingby NGS, PCR based assessment and Immunohistochemistry (IHC) are acceptable. Presenceof deficient (d) DNA mismatch repair (dMMR) may be assessed by IHC for MMR proteinexpression (MLH1, MSH2, MSH6, PMS2) where loss of one or more proteins indicateddMMR. This may be done locally.

  • Participant's circulating tumor DNA (ctDNA) assay (Guardant Reveal-Guardant Health)must satisfy assay specific quality control metrics to generate a result.

  • In order to be eligible for the ctDNA positive cohort, patient must be ctDNApositive following adjuvant therapy using the CLIA certified Guardant Reveal assay.ctDNA positive will be defined as positive based on having a tumor derived signal inthe cfDNA that passes calling threshold ("ctDNA detected").

  • Ability to understand and the willingness to sign a written informed consentdocument.

Trastuzumab and Pertuzumab Specific Inclusion Criteria for HER2 cohort

  • HER2 overexpression/amplification as shown by NGS sequencing, IHC/FISH or Tumor with 3+ by IHC or 2+ by IHC and HER2/cep17 ratio >2 by FISH.

  • AST(SGOT) ≤ 1.25 and ALT(SGPT) ≤ 1.25 × institutional upper limit of normal

  • Participants of childbearing potential must use effective contraceptive methodsduring and for 7 months after the last dose of HER2-targeted therapy

  • History of other malignancies within the 5 years prior to study registration, exceptfor the following: carcinoma in situ of the cervix, carcinoma in situ of the colon,melanoma in situ, and basal cell and squamous cell carcinomas of the skin (*malignancies occurring more than 5 years prior to study entry are permitted ifcuratively treated with surgery alone).

  • LVEF ≥ 55% measured by echocardiogram (ECHO) or multiple-gated acquisition scan (MUGA) within 12 weeks of treatment start.

Exclusion

Exclusion Criteria:

  • Patients who are receiving additional investigational therapy or on anotherinvestigational protocol

  • Patients who have confirmed metastatic disease per CT.

  • Patients who are unable to get any standard adjuvant therapy

  • Patients who have received more than 6 months of standard adjuvant therapy at thetime of study entry.

  • With the exception of standard of care adjuvant therapy, patient received anticancertherapy including chemotherapy, immunotherapy, or antineoplastic biologic therapy (e.g., cetuximab, bevacizumab etc.), within 30 days prior to start of studytreatment.

  • Patients who are MSI-high or have a BRAF V600E mutation are excluded from Arm 1 (FOLFIRI) and Arm 2 (Active Surveillance).

  • Patients with a BRAFV600E mutation and who are MSI-high are excluded from Arm 5 (ENCO/BINI/CETUX).

  • Has uncontrolled intercurrent illness including, but not limited to, ongoing oractive infection, symptomatic congestive heart failure, unstable angina pectoris,cardiac arrhythmia, or psychiatric illness/social situations that would limitcompliance with study requirements.

  • Has known psychiatric or substance abuse disorders that would interfere withcooperation with the requirements of the trial.

  • (ctDNA positive cohort only). Is pregnant or breastfeeding, or expecting to conceiveor father children within the projected duration of the trial, starting with thepre-screening or screening visit through 6 months for woman and 6 months for men,after the last dose of trial treatment.

  • Has a known additional malignancy that is progressing or requires active treatment.Exceptions include basal cell carcinoma of the skin and squamous cell carcinoma ofthe skin that has undergone potentially curative therapy or in situ cervical cancer.

  • Has an active infection requiring systemic therapy.

Nivolumab Specific Inclusion Criteria for MSI-H Cohort:

  • Must have documentation of microsatellite instability status. NGS, PCR basedassessment and Immunohistochemistry (IHC) are acceptable. Presence of deficient (d)DNA mismatch repair (dMMR) may be assessed by IHC for MMR protein expression (MLH1,MSH2, MSH6, PMS2) where loss of one or more proteins indicated dMMR. This may bedone locally.

  • Patients must have detectable ctDNA (Guardant Reveal assay) post standard adjuvanttherapy in order to be in this cohort.

Nivolumab Specific Exclusion Criteria for MSI-H Cohort:

  • Has a diagnosis of immunodeficiency or is receiving systemic steroid therapy or anyother forms of immunosuppressive therapy within 7 days prior to the first dose ofnivolumab treatment. Subject requiring systemic steroids are excluded from thetrial. The use of physiologic doses of corticosteroids may be approved afterdiscussion with the sponsor.

  • Has a known history of active TB (Bacillus tuberculosis)

  • Hypersensitivity to nivolumab or any of is excipients

  • Has had a prior anti-cancer monoclonal antibody (mAb) within 4 weeks prior to studyDay 1 or who has not recovered (i.e., ≤ Grade 1 or at baseline) from adverse eventsdue to agents administered more than 4 weeks earlier.

  • Has active autoimmune disease that has required systemic treatment in the past 2years (i.e. with use of disease modifying agents, corticosteroids orimmunosuppressive drugs). Replacement therapy (eg., thyroxine, insulin, orphysiologic corticosteroid replacement therapy for adrenal or pituitaryinsufficiency, etc.) is not considered a form of systemic treatment.

  • Patients that require supplemental oxygen are excluded.

  • Patients who are known HIV+ positive are eligible if their CD4+ count is ≥ 350/μLfor at least 3 months and they have an undetectable viral load. In addition, patientmust be currently receiving Highly Active Antiretroviral Therapy (HAART) and havebeen on therapy for at least 3 months prior to study entry, under the care of anInfectious Diseases specialist. Patients should have no history of an AIDS-definingopportunistic infection.

  • Patients known hepatitis B and hepatitis C must be under the care of viral hepatitisexpert consultant. Patients with hepatitis B are required to be treated withanti-HBV treatment (e.g., entecavir) and have an HBV viral load <100 IU/mL. Patientswith hepatitis C need to have received prior and/or ongoing hepatitis C treatment.

  • Has received a live vaccine within 30 days of planned start of study therapy. Note:Seasonal influenza vaccines for injection are generally inactivated flu vaccines andare allowed; however intranasal influenza vaccines (e.g., Flu-Mist®) are liveattenuated vaccines, and are not allowed.

Encorafenib, binimetinib, and cetuximab Specific Inclusion Criteria for BRAF mutant Cohort

  • Presence of BRAFV600E in tumor tissue previously determined by IMPACT at any timeprior to Screening.

  • Patients must have detectable ctDNA (Guardant Health LUNAR assay) post standardadjuvant therapy in order to be in this cohort.

  • Participants must have normal organ, marrow, and hematologic function as definedbelow:

  • Hemoglobin ≥9 g/dL (5.58 mmol/L)

  • Total bilirubin ≤ 1.5 (25.65 μmol/L)

  • Platelets ≥100,000/μL

Encorafenib, binimetinib, and cetuximab Specific Exclusion Criteria for BRAF V600E mutant Cohort:

  • Patients with a BRAFV600E mutation and who are MSI-H are excluded from Arm 5 (ENCO/BINI/CETUX)

  • Prior therapy with a BRAF inhibitor (e.g., encorafenib, dabrafenib, vemurafenib)and/or a MEK inhibitor (e.g., binimetinib, trametinib, cobimetinib).

  • Known hypersensitivity or contraindication to any component of binimetinib orencorafenib or their excipients.

  • The patient has a history of allergic reactions attributed to compounds of chemicalor biologic composition similar to those of cetuximab, or has red meat allergy ortick bit history.

  • Inability to swallow and retain study drug.

  • Participants who have undergone major surgery (e.g., in-patient procedures) ≤ 6weeks prior to start of study treatment or who have not recovered from side effectsof such procedure.

  • Participants who have had radiotherapy ≤ 14 days prior to start of study treatmentor who have not recovered from side effects of such procedure. Note: Palliativeradiation therapy must be complete 7 days prior to the first dose of studytreatment.

  • Patient has not recovered to ≤ Grade 1 from toxic effects of prior therapy beforestarting study treatment.

Note: Stable chronic conditions (≤ Grade 2) that are not expected to resolve (such as neuropathy, myalgia, alopecia, prior therapy-related endocrinopathies) are exceptions and may enroll.

  • Impaired cardiovascular function or clinically significant cardiovascular diseaseincluding, but not limited to, any of the following:

  • History of acute coronary syndromes (including myocardial infarction, unstableangina, coronary artery bypass grafting, coronary angioplasty or stenting) < 6months prior to Screening;

  • Congestive heart failure requiring treatment (New York Heart Association Grade ≥ 2);

  • Left ventricular ejection fraction (LVEF) < 50% as determined by MUGA or ECHO;

  • Uncontrolled hypertension defined as persistent systolic blood pressure ≥ 150mmHg or diastolic blood pressure ≥ 100 mmHg despite current therapy;

  • History or presence of clinically significant cardiac arrhythmias (includingresting bradycardia, uncontrolled atrial fibrillation or uncontrolledparoxysmal supraventricular tachycardia);

  • Triplicate average baseline QTc interval ≥ 480 ms.

  • Impairment of gastrointestinal function or disease which may significantly alter theabsorption of study drug (e.g., active ulcerative disease, uncontrolled vomiting ordiarrhea, malabsorption syndrome, small bowel resection with decreased intestinalabsorption), or recent (≤ 3 months) history of a partial or complete bowelobstruction, or other conditions that will interfere significantly with theabsorption of oral drugs.

  • Known history of acute or chronic pancreatitis.

  • Concurrent neuromuscular disorder that is associated with elevated CK (e.g.,inflammatory myopathies, muscular dystrophy, amyotrophic lateral sclerosis, spinalmuscular atrophy).

  • History or current evidence of RVO or current risk factors for RVO (e.g.,uncontrolled glaucoma or ocular hypertension, history of hyperviscosity orhypercoagulability syndromes); history of retinal degenerative disease.

  • Current use of a prohibited medication (including herbal medications, supplements,or foods), as described in Section 5.5, or use of a prohibited medication ≤ 1 weekprior to the start of study treatment.

  • History of thromboembolic or cerebrovascular events ≤ 12 weeks prior to the firstdose of study treatment. Examples include transient ischemic attacks,cerebrovascular accidents, hemodynamically significant (i.e. massive or sub-massive)deep vein thrombosis or pulmonary emboli.

Note: Patients with either deep vein thrombosis or pulmonary emboli that does not result in hemodynamic instability are allowed to enroll as long as they are on a stable dose of anticoagulants for at least 4 weeks.

Note: Patients with thromboembolic events related to indwelling catheters or other procedures may be enrolled.

  • Concurrent or previous other malignancy within 2 years of study entry, exceptadequately treated basal or squamous cell skin cancer, prostate intraepithelialneoplasm, carcinoma in-situ of the cervix, Bowen's disease and Gleason 6 prostatecancer.

  • Known history of positive test for human immunodeficiency virus (HIV) or knownacquired immunodeficiency syndrome (AIDS).

  • Evidence of Hepatitis B Virus (HBV) or Hepatitis C Virus (HCV) infection. Note:Patients with laboratory evidence of cleared HBV or HCV infection may be enrolled.

Note: Patients with no prior history of HBV infection who have been vaccinated against HBV and who have a positive antibody against hepatitis B surface antigen as the only evidence of prior exposure may be enrolled.

Trastuzumab and Pertuzumab Specific Exclusion Criteria for HER2 cohort

  • Serious cardiac illness or medical conditions including but not confined to:

  • History of NCI CTCAE v5.0 Grade ≥ 3 symptomatic congestive heart failure (CHF)or New York Heart Association (NYHA) Class ≥ II

  • High-risk uncontrolled arrhythmias ie, atrial tachycardia with a heart rate ≥ 100/min at rest, significant ventricular arrhythmia (ventricular tachycardia)or higher-grade AV-block (second degree AV-block Type 2 [Mobitz 2] or thirddegree AV-block)

  • Serious cardiac arrhythmia or severe conduction abnormality not controlled byadequate medication

  • Angina pectoris requiring anti-anginal medication.

  • Evidence of myocardial infarction within 12 months prior to enrollment

  • Clinically significant valvular heart disease

  • Evidence of transmural infarction on electrocardiogram (ECG)

  • Poorly controlled hypertension (eg, systolic > 180 mm Hg or diastolic > 100 mmHg).

  • History of ventricular dysrhythmias or risk factors for ventriculardysrhythmias, such as structural heart disease (e.g., severe left ventricularsystolic dysfunction [LVSD], left ventricular hypertrophy), coronary heartdisease (symptomatic or with ischemia demonstrated by diagnostic testing),clinically significant electrolyte abnormalities (e.g., hypokalemia,hypomagnesemia, hypocalcemia), or family history of sudden unexplained death orlong QT syndrome

  • High risk patients who have received chemoprevention drugs in the past are notallowed to enroll in the study.

  • Concurrent anti-cancer treatment in another investigational trial, including hormonetherapy, bisphosphonate therapy and immunotherapy.

  • Other concurrent serious diseases that may interfere with planned treatmentincluding severe pulmonary conditions/illness (e.g., infections or poorly controlleddiabetes).

Study Design

Total Participants: 400
Treatment Group(s): 5
Primary Treatment: Trastuzumab + Pertuzumab
Phase: 3
Study Start date:
April 16, 2020
Estimated Completion Date:
December 31, 2027

Study Description

The FDA (the U.S. Food and Drug Administration) has approved FOLFIRI, comprised of Irinotecan, Leucovorin, and 5-Fluorouracil, as a treatment option for metastatic colon cancer in the Stage IV setting.

  • After diagnosis and surgical removal of tumors, individuals with metastatic colon cancer commonly receive what is called adjuvant chemotherapy treatment, commonly utilizing treatment plans called FOLFOX, CAPOX, or therapy with 5-Fluorouracil.

  • If all the cancer is not killed, the investigators may be able to detect tumor in the blood called circulating tumor DNA (ctDNA). This is genetic material unique to metastatic colon cancer that may be present in the blood stream, and it can be identified through a ctDNA blood test. If ctDNA is present in the blood stream, it is commonly called micro-metastatic disease (meaning disease that can't be seen detected by CT scans but may be there in the blood). Cancer researchers believe that ctDNA in the blood stream may be an indicator that cancer is more likely to recur.

  • After initial adjuvant chemotherapy, it is standard for individuals to begin active surveillance, where they do not receive further treatment but instead undergo frequent tumor imaging scans to see if their cancer is stable, growing, or coming back. The investigators plan to see if additional therapy, where FOLFIRI (comprised of Irinotecan, Leucovorin, and 5-Fluorouracil) is administered can decrease recurrence. Typically, FOLFIRI is given when the disease is visibly recurrent.

    • In addition, the investigators plan to include study groups of adjuvant nivolumab treatment and adjuvant Encorafenib/Binimetinib/Cetuximab treatment to see if these treatments can decrease recurrence. The FDA has not approved either of these as a treatment options for metastatic colon cancer in the Stage IV setting.

    • Patients who have a greater than normal number of genetic markers called microsatellites are called MSI-H. Because tumor cells with these features tend to have more genetic mutations than tumor cells without them, they are more likely to be recognized by the immune system. Nivolumab is an anti-PD-1 antibody. It works by attaching to and blocking a molecule called PD-1. PD-1 is a protein that is present on different types of cells in your immune system and controls parts of your immune system by shutting it down. Antibodies that block PD-1 can potentially prevent PD-1 from shutting down the immune system, thus potentially allowing immune cells to recognize and destroy cancer cells.

    • Encorafenib in combination with binimetinib and cetuximab is one of the first effective regimens to target the BRAF V600E-mutation in colon cancer. When this mutation is present, it switches on pathway called the MAPK pathway which stimulates cell division and leads to uncontrolled cell growth. Encorafenib, binimetinib and cetuximab target different parts of this important signaling pathway in tumor cells with this mutation and slows down their growth and communication

However, in this research study, the investigators are

  • determining whether there are differences in cancer recurrence in ctDNA positive participants treated with additional therapy versus put on active surveillance.

  • determining whether there are differences in health in ctDNA positive participants treated with additional therapy versus put on active surveillance.

  • examining whether patients who undergo further therapy experience changes in the ctDNA levels.

Connect with a study center

  • Dana Farber Cancer Institute

    Boston, Massachusetts 02215
    United States

    Site Not Available

  • Massachusetts General Hospital

    Boston, Massachusetts 02115
    United States

    Active - Recruiting

  • Massachusetts General Hospital

    Boston 4930956, Massachusetts 6254926 02115
    United States

    Active - Recruiting

  • Memorial Sloan Kettering Cancer Center

    New York, New York 10065
    United States

    Site Not Available

  • Weill Cornell Medical College

    New York, New York 10065
    United States

    Active - Recruiting

  • Memorial Sloan Kettering Cancer Center

    New York 5128581, New York 5128638 10065
    United States

    Active - Recruiting

  • Weill Cornell Medical College

    New York 5128581, New York 5128638 10065
    United States

    Active - Recruiting

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