QUILT 3.071: NANT Colorectal Cancer (CRC) Vaccine

Inclusion Criteria:

1. Age ≥ 18 years.

2. Able to understand and provide a signed informed consent that fulfills the relevantIRB or IEC guidelines.

3. Histologically-confirmed recurrent or metastatic CRC previously treated withfluoropyrimidine-, oxaliplatin- and irinotecan-based chemotherapy, an anti-VEGFbiological therapy, and if RAS wild-type, an anti-EGFR therapy; or subjects who areineligible for these therapies.

4. ECOG performance status of 0 or 1.

5. Have at least 1 measurable lesion of ≥ 1.0 cm.

6. Must have a recent FFPE tumor biopsy specimen following the conclusion of the mostrecent anticancer treatment and be willing to release the specimen for prospectiveand exploratory tumor molecular profiling. If an historic specimen is not available,the subject must be willing to undergo a biopsy during the screening period, ifconsidered safe by the Investigator. If safety concerns preclude collection of abiopsy during the screening period, a tumor biopsy specimen collected prior to theconclusion of the most recent anticancer treatment may be used.

7. Must be willing to provide blood samples prior to the start of treatment on thisstudy for prospective tumor molecular profiling and exploratory analyses.

8. Must be willing to provide a tumor biopsy specimen 8 weeks after the start oftreatment for exploratory analyses, if considered safe by the Investigator.

9. Ability to attend required study visits and return for adequate follow-up, asrequired by this protocol.

10. Agreement to practice effective contraception for female subjects of child-bearingpotential and non-sterile males. Female subjects of child-bearing potential mustagree to use effective contraception for up to 1 year after completion of therapy,and non- sterile male subjects must agree to use a condom for up to 4 months aftertreatment. Effective contraception includes surgical sterilization (eg, vasectomy,tubal ligation), two forms of barrier methods (eg, condom, diaphragm) used withspermicide, IUDs, and abstinence. Phase 2 single-arm component only

11. Must have progressed on or after regorafenib treatment in the randomized phase 2portion of the study OR progressed or experienced unacceptable toxicity on SoC andregorafenib prior to enrollment on the study.

Exclusion Criteria:

1. MSI-high or MMR-deficient tumors eligible for, but not yet treated with, a PD-1inhibitor.

2. Serious uncontrolled concomitant disease that would contraindicate the use of theinvestigational drugs used in this study or that would put the subject at high riskfor treatment-related complications.

3. Systemic autoimmune disease (eg, lupus erythematosus, rheumatoid arthritis,Addison's disease, or autoimmune disease associated with lymphoma).

4. History of organ transplant requiring immunosuppression.

5. History of or active inflammatory bowel disease (eg, Crohn's disease, ulcerativecolitis).

6. Inadequate organ function, evidenced by the following laboratory results:

7. ANC < 1,000 cells/mm^3.

8. Uncorrectable grade 3 anemia (hemoglobin < 8 g/dL)

9. Platelet count < 75,000 cells/mm^3.

10. Total bilirubin > ULN (unless the subject has documented Gilbert's syndrome).

11. AST (SGOT) or ALT (SGPT) > 2.5 × ULN (> 5 × ULN in subjects with livermetastases).

12. ALP > 2.5 × ULN (> 5 × ULN in subjects with liver metastases, or >10 × ULN insubjects with bone metastases).

13. Serum creatinine > 2.0 mg/dL or 177 μmol/L.

14. Serum anion gap > 16 mEq/L or arterial blood with pH < 7.3.

15. Uncontrolled hypertension (systolic > 160 mm Hg and/or diastolic > 110 mm Hg) orclinically significant (ie, active) cardiovascular disease, cerebrovascularaccident/stroke, or myocardial infarction within 6 months prior to first studymedication; unstable angina; congestive heart failure of New York Heart Associationgrade 2 or higher; or serious cardiac arrhythmia requiring medication. Subjects withuncontrolled hypertension should be medically managed on a stable regimen to controlhypertension prior to study entry.

16. Serious myocardial dysfunction defined by ECHO as absolute LVEF 10% below theinstitution's lower limit of predicted normal.

17. Dyspnea at rest due to complications of advanced malignancy or other diseaserequiring continuous oxygen therapy.

18. Positive results of screening test for HIV.

19. Current chronic daily treatment (continuous for > 3 months) with systemiccorticosteroids (dose equivalent to or greater than 10 mg/day methylprednisolone),excluding inhaled steroids. Short-term steroid use to prevent IV contrast allergicreaction or anaphylaxis in subjects who have known contrast allergies is allowed.

20. Known hypersensitivity to any component of the study medication(s).

21. Subjects taking any medication(s) (herbal or prescribed) known to have an adversedrug reaction with any of the study medications.

22. Concurrent or prior use of a strong CYP3A4 inhibitor (including ketoconazole,itraconazole, posaconazole, clarithromycin, indinavir, nefazodone, nelfinavir,ritonavir, saquinavir, telithromycin, voriconazole, and grapefruit products) orstrong CYP3A4 inducers (including phenytoin, carbamazepine, rifampin, rifabutin,rifapentin, phenobarbital, and St John's Wort) within 14 days before study day 1.

23. Concurrent or prior use of a strong CYP2C8 inhibitor (gemfibrozil) or moderateCYP2C8 inducer (rifampin) within 14 days before study day 1.

24. Participation in an investigational drug study or history of receiving anyinvestigational treatment within 30 days prior to screening for this study, exceptfor testosterone-lowering therapy in men with prostate cancer.

25. Assessed by the Investigator to be unable or unwilling to comply with therequirements of the protocol.

26. Concurrent participation in any interventional clinical trial.

27. Pregnant and nursing women. Phase 2 randomized component only

28. Prior regorafenib treatment.