Nivolumab, Carboplatin, and Paclitaxel in Treating Patients With Stage III-IV Head and Neck Squamous Cell Carcinoma That Can Be Removed by Surgery

Last updated: April 22, 2025
Sponsor: Sidney Kimmel Cancer Center at Thomas Jefferson University
Overall Status: Completed

Phase

2

Condition

Carcinoma

Lung Cancer

Head And Neck Cancer

Treatment

Nivolumab

Carboplatin

Paclitaxel

Clinical Study ID

NCT03342911
17P.513
JT 11182
  • Ages > 18
  • All Genders

Study Summary

This phase II trial studies how well nivolumab, carboplatin, and paclitaxel work in treating patients with stage III-IV head and neck squamous cell carcinoma that can be removed by surgery. Monoclonal antibodies, such as nivolumab, may interfere with the ability of tumor cells to grow and spread. Drugs used in chemotherapy, such as carboplatin and paclitaxel, work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from dividing, or by stopping them from spreading. Giving nivolumab, carboplatin, and paclitaxel may work better in treating patients with head and neck squamous cell carcinoma.

Eligibility Criteria

Inclusion

Inclusion Criteria:

  • Patients must be 18 years of age and older.

  • Pathologically confirmed SCCHN, not previously treated, with a plan to undergosurgery

  • Patients who have stage III-IV disease without distant metastases (M0) of 1) oralcavity, 2) larynx, 3) hypopharynx 4) oropharynx (human papillomavirus [HPV] neg)using American Joint Committee on Cancer (AJCC) 8th edition

  • Patients who have oropharyngeal cancer that HPV positive, stage II-III diseasewithout distant metastases (M0) using AJCC 8th edition

  • All patients with oropharyngeal SCCHN must be tested for HPV (by p16 and/or HPV insitu hybridization [ISH] or polymerase chain reaction [PCR])

  • Patients must be evaluated by a head and neck surgeon and be deemed surgicallyresectable at baseline

  • Tumor sample must be available for HPV p16 and PD-L1 testing and if oropharyngeal,must be tested for HPV p16

  • Eastern Cooperative Oncology Group (ECOG) performance status 0-1

  • While blood cells 2000/ul or more

  • Absolute neutrophil count 1500/ul or more

  • Platelets 100,000/ul or more

  • Hemoglobin 9 g/dl or more; (transfusion permitted)

  • Bilirubin less than or equal to 1.5 x the upper limit of normal (except subjectswith Gilbert syndrome, who can have total bilirubin < 3 mg/dl)

  • Aspartate aminotransferase (AST) and alanine aminotransferase (ALT) less than orequal to 3 x the upper limit of normal

  • Glomerular filtration rate (GFR) greater than or equal to 40 ml/min using theCockcroft-Gault formula or serum creatinine less than or equal to 1.5 x upper limitof normal (ULN)

  • Women of reproductive potential should have a negative serum or urine pregnancy test (minimum sensitivity 25 IU/L or equivalent units of human chorionic gonadotropin [HCG]) within 21 days of study enrollment

  • Women of reproductive potential must use highly effective contraception methods toavoid pregnancy for 23 weeks after the last dose of study drugs; "women ofreproductive potential" is defined as any female who has experienced menarche andwho has not undergone surgical sterilization (hysterectomy or bilateraloophorectomy) or who is not postmenopausal; menopause is defined clinically as 12months of amenorrhea in a woman over 45 in the absence of other biological orphysiological causes; in addition, women under the age of 55 must have a documentedserum follicle stimulating hormone (FSH) level less than 40 mIU/mL

  • Men of reproductive potential who are sexually active with women of reproductivepotential must use any contraceptive method with a failure rate of less than 1% peryear; men who are receiving the study medications will be instructed to adhere tocontraception for 31 weeks after the last dose of study drugs; men who areazoospermic do not require contraception

  • All subjects must be able to comprehend and sign a written informed consent document

Exclusion

Exclusion Criteria:

  • Primary nasopharyngeal carcinoma

  • Patients who have participated in a study with an investigational agent or devicewithin 2 weeks of initiation of treatment

  • Any prior radiotherapy to the neck

  • Any prior treatment for SCCHN

  • Any prior therapy with anti-PD-1, anti-PD-L2, anti-CTLA-4 antibody, or any otherantibody or drug specifically targeting T-cell co-stimulation or immune checkpointpathways

  • Any history of a sever hypersensitivity reaction to any monoclonal antibody

  • Any history of allergy to the study drug components

  • Any concurrent malignancies- exceptions include- basal cell carcinoma of the skin,squamous cell carcinoma of the skin, superficial bladder cancer or in situ cervicalcancer that has undergone potentially curative therapy; patients with a history ofother prior malignancy must have been treated with curative intent and must haveremained disease-free for 3 years post-diagnosis

  • Any diagnosis of immunodeficiency or current immunosuppressive therapy including >10mg/day of prednisone within 14 days of enrollment is not permitted (excludesemergency transient steroid use at discretion of the treating physician).

  • Patients that have an active autoimmune disease requiring systemic treatment withinthe past 3 months or a documented history of clinically severe autoimmune disease,or a syndrome that requires systemic steroids (> 10 mg daily prednisone equivalents)or immunosuppressive agents. Subjects with vitiligo, type I diabetes mellitus, orresolved childhood asthma/atopy would be an exception to this rule. Inhaled ortopical steroids, and adrenal replacement steroid doses ≤10 mg daily prednisoneequivalent, are permitted in the absence of active autoimmune disease. Subjects withhypothyroidism stable on hormone replacement or Sjorgen's syndrome will not beexcluded from the study.

  • Patients with a known human immunodeficiency virus infection (HIV 1/2 antibodies) oracquired immunodeficiency syndrome (HIV/AIDS), active hepatitis B (e.g., hepatitis Bsurface antigen [HBsAg] reactive) or hepatitis C (e.g., hepatitis C virus [HCV]ribonucleic acid [RNA] [qualitative] is detected)

  • Patients with evidence of non-infectious pneumonitis or history of interstitial lungdisease

  • Patients who have received a live vaccine within 30 days prior initiation of thesystemic regimen

  • Patients must not be receiving any other investigational agents

  • Patients with uncontrolled intercurrent illnesses including, but not limited to anactive infection requiring systemic therapy or a known psychiatric or substanceabuse disorder(s) that would interfere with cooperation with the requirements of thetrial

  • Women must not be pregnant (as above) or breastfeeding

Study Design

Total Participants: 34
Treatment Group(s): 3
Primary Treatment: Nivolumab
Phase: 2
Study Start date:
November 13, 2017
Estimated Completion Date:
October 06, 2020

Study Description

PRIMARY OBJECTIVES:

I. To estimate pathologic complete response (pCR) at the primary site in patients with newly diagnosed and untreated stage III-IVA squamous cell carcinoma of the head and neck (SCCHN) of the oral cavity, oropharynx, larynx, and hypopharynx with nivolumab, paclitaxel and carboplatin in addition to standard chemotherapy.

SECONDARY OBJECTIVES:

I. Safety. II. Complete pathologic response at all sites of disease. III. Major pathologic response rate at primary site. IV. Overall clinical response rate. V. Clinical complete response rate. VI. 1 year progression-free survival (PFS). VII. Overall survival.

TERTIARY OBJECTIVES:

I. To explore whether PDL1 expression is associated with treatment response. II. To explore whether there is a net change in the Th1/Th2 ratio (IFN-gamma, IL-4, IL10, etc.) or cell subset frequencies (M2 monocytes, myeloid-derived suppressor cells, etc.) within a patient's peripheral blood either at baseline or in response to treatment is associated with treatment response.

III. To explore whether exosomes or other immune related serum biomarkers change after combination therapy.

IV. To explore the predictive value of serial cell free deoxyribonucleic acid (DNA) levels and response.

Connect with a study center

  • Atlantic Health System/Morristown Medical Center

    Morristown, New Jersey 07962
    United States

    Site Not Available

  • Abington- Jefferson Health

    Abington, Pennsylvania 19001
    United States

    Site Not Available

  • Fox Chase Cancer Center

    Philadelphia, Pennsylvania 19111
    United States

    Site Not Available

  • Sidney Kimmel Cancer Center at Thomas Jefferson University

    Philadelphia, Pennsylvania 19107
    United States

    Site Not Available

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