Radiation Therapy Plus Temozolomide and Pembrolizumab With and Without HSPPC-96 in Newly Diagnosed Glioblastoma (GBM)

Last updated: July 30, 2025
Sponsor: National Cancer Institute (NCI)
Overall Status: Terminated

Phase

2

Condition

Gliomas

Astrocytoma

Treatment

Placebo

Surgery

Pembrolizumab

Clinical Study ID

NCT03018288
170034
17-C-0034
  • Ages > 18
  • All Genders

Study Summary

Background:

Glioblastoma (GBM) refers to a specific kind of brain cancer called glioblastoma. The standard treatment for GBM is radiation plus temozolomide, an oral chemotherapy drug. Pembrolizumab is an immune therapy that is now used to treat other cancers. The addition of pembrolizumab to the standard treatment of radiation and temozolomide has been shown to be well tolerated. Researchers want to see if adding a vaccine made from the person's own tumor will improve the effect of the pembrolizumab. The vaccine which is developed from fresh tumor taken at the time of surgery is called heat shock protein peptide complex-96 (HSPPC-96).

Objectives:

To see if the adding of pembrolizumab and HSPPC-96 improves the standard treatment for glioblastoma.

Eligibility:

Adults at least 18 years old with glioblastoma.

Design:

Participants will be screened with typical cancer tests:

Brain scan

Medical history

Blood and urine tests

Questions about quality of life and symptoms

These tests will be repeated throughout the study.

Participants will have surgery to remove their tumor. A tissue sample from the tumor will be sent to a lab. A vaccine will be made from it.

Some participants will get pembrolizumab and vaccine. Some will get pembrolizumab and placebo. Participants will not know which they get.

Participants will get radiation for 6 weeks.

Participants will take temozolomide by mouth before each treatment.

Participants will get pembrolizumab by intravenous (IV) for 30 minutes 3 times over the radiation cycle.

Participants will keep taking the 2 drugs every few weeks for about a year. Some may take pembrolizumab for an additional year.

Most participants will get the vaccine or placebo after radiation. They will get it 5 times over 6 weeks. Some participants will continue to get the vaccine every few weeks for 1 or 2 years.

Participants will repeat the screening tests when they stop study treatment. They will also have follow-up phone calls.

Eligibility Criteria

Inclusion

  • INCLUSION CRITERIA:

Pre-Surgery (Step 1) Inclusion:

  • Magnetic resonance imaging (MRI) findings consistent with a suspected glioblastoma (GBM) or a histologically confirmed newly diagnosed GBM that has not been treatedand would benefit from further surgical resection. As vaccine needs to be generatedfrom the patient's tumor, patients will need to be identified prior to definitivesurgery.

  • Preliminary assessment by the neurosurgeons that >80% of the tumor can be resectedwith an expectation that >7gm of tissue would be resected

  • Age greater than or equal to 18 years on day of signing informed consent.

  • Karnofsky performance status greater than or equal to 70.

  • Tumor must be supratentorial only.

  • Stereotactic biopsy will not be allowed unless there is plans for second surgery toremove greater than or equal to 80 % of the tumor.

  • No prior treatment with radiation or chemotherapy for their GBM.

  • No prior treatment with carmustine (Gliadel) wafers.

Post-Surgery (Step 2) Inclusion:

  • Pathology must be a GBM, O6-methylguanine-deoxyribonucleic acid (DNA)methyltransferase (MGMT) promoter region determined to be unmethylated andisocitrate Dehydrogenase (IDH) wild type greater than or equal to 80 % resection ofcontrast enhanced tumor on post operative MRI and greater than 7 grams of tumorresected are required otherwise patient is ineligible.

  • Treatment must be initiated greater than or equal to 14 days and < 6 weeks fromsurgery.

  • Craniotomy site must be adequately healed and free of drainage or cellulitis, andthe underlying cranioplasty must appear intact at the time of radiation. Radiationmust start within 6 weeks of surgery.

  • Dexamethasone dose should be less than or equal to 4 mg/day or steroid equivalentprior to starting treatment. If higher doses are needed, consult with Study Chair.

  • Female subjects of childbearing potential should have a negative urine or serumpregnancy within 7 days prior to receiving the first dose of study medication. Ifthe urine test is positive or cannot be confirmed as negative, a negative serumpregnancy test will be required.

  • Patients must have adequate organ and bone marrow function within 14 days prior tostep 2 registration, as defined below:

  • Absolute neutrophil count (ANC) > 1.5 x10(9)/L; platelet count > 100 x 10(9)/L;and hemoglobin (Hb) >9.0 g/dL within 7 days prior to step 2 registration. Note:The use of transfusion or other intervention to achieve Hb greater than orequal to 9.0 g/dL is acceptable.

  • Total bilirubin < 1.5 x ULN (except in patients diagnosed with Gilbert'sdisease)

  • Aspartate aminotransferase (AST) serum glutamic-oxaloacetic transaminase (SGOT), alanine aminotransferase (ALT) serum glutamate-pyruvate transaminase (SGPT), and alkaline phosphatase (ALP) < 2.5 x ULN

  • Serum creatinine < 1.5 x ULN

  • International normalized ratio (INR), prothrombin time (PT), or activatedpartial thromboplastin time (APTT) as follows: In the absence of therapeuticintent to anticoagulate the patient: INR < 1.5 or PT < 1.5 x ULN or aPTT < 1.5x ULN. In the presence of therapeutic intent to anticoagulate the patient: INRor PT and aPTT within therapeutic limits (according to the medical standard inthe institution) and the patient has been on a stable dose of anticoagulantsfor at least 2 weeks before registration.

  • Females of child-bearing potential (FOCBP) and males must agree to use two adequatecontraception methods (give examples, e.g., hormonal or barrier method of birthcontrol; abstinence) prior to study entry, for the duration of study participation,and for 120 days following completion of therapy. Should a female patient becomepregnant or suspect she is pregnant while participating in this study, she shouldinform her treating physician immediately. Male patients who father a child shouldnotify the treating physician.

NOTE: A FOCBP is any woman (regardless of sexual orientation, having undergone a tubal ligation, or remaining celibate by choice) who meets the following criteria:

  1. Has not undergone a hysterectomy or bilateral oophorectomy

  2. Has had menses at any time in the preceding 12 consecutive months (and therefore hasnot been naturally postmenopausal for > 12 months)

  • Patients must have the ability to understand and the willingness to sign awritten informed consent prior to registration on study.

  • Diagnosis must be made by surgical excision.

  • Patients should not be on antibiotics for any infection, but post operativeantibiotics are allowed if used prophylactically but should be completed priorto starting RT.

Exclusion

EXCLUSION CRITERIA: Pre-Surgery (Step 1) Exclusion:

  • Known history of immunodeficiency (HIV). This medical entity can be exacerbatedby programmed cell death protein 1 (PD-1) blockade.

  • History of another malignancy in the previous 3 years, with a disease-freeinterval of < 3 years. Exceptions include basal cell carcinoma of the skin,squamous cell carcinoma of the skin, or in situ cervical cancer that hasundergone potentially curative therapy. Patients who have undergone a bonemarrow or stem-cell transplant for any malignancy are excluded.

  • Has an active autoimmune disease requiring systemic treatment within the past 3months or a documented history of clinically severe autoimmune disease, or asyndrome that requires chronic systemic steroids or immunosuppressive agentsexcept as noted above. Subjects with vitiligo or resolved childhoodasthma/atopy would be an exception to this rule. Subjects that requireintermittent use of bronchodilators or local steroid injections will not beexcluded from the study. Subjects with hypothyroidism stable on hormonereplacement or Sjorgren's syndrome will not be excluded from the study.

  • Has a history of interstitial lung disease, non-infectious pneumonitis, orpneumonitis.

  • Has a history or current evidence of any condition, therapy, or laboratoryabnormality that might confound the results of the trial, interfere with thesubject's participation for the full duration of the trial, or is not in thebest interest of the subject to participate, in the opinion of the treatinginvestigator. Examples include:

  • Hypertension (defined as 160/95) that is not controlled on medication

  • Ongoing or active infection requiring systemic treatment

  • Symptomatic congestive heart failure

  • Unstable angina pectoris

  • Cardiac arrhythmia

  • Psychiatric illness/social situations or substance abuse disorders thatwould limit compliance with study requirements

  • Any other illness or condition that the treating investigator feels wouldinterfere with study compliance or would compromise the patient's safetyor study endpoints.

  • Is pregnant or breastfeeding or expecting to conceive or father children withinthe projected duration of the trial, starting with the pre-screening orscreening visit through 120 days after the last dose of trial treatment.

  • The effects of pembrolizumab and HSPPC-96 on the developing human fetus areunknown. For this reason and because checkpoint inhibitors andimmunotherapeutic vaccines as well as other therapeutic agents used in thistrial are known to be teratogenic, women of child-bearing potential and menmust agree to use adequate contraception (hormonal or barrier method of birthcontrol; abstinence) prior to study entry, and for the duration of studyparticipation. Should a woman become pregnant or suspect she is pregnant whileshe or her partner is participating in this study, she should inform hertreating physician immediately.

  • Has received prior therapy with an anti-PD-1, anti-programmed death-ligand 1 (PD-L1), anti-PD-L2, anti-4-1BB (CD137), or anti-CytotoxicT-lymphocyte-associated antigen-4 (CTLA-4) antibody (including ipilimumab orany other antibody or drug specifically targeting T-cell co-stimulation orcheckpoint pathways).

  • On treatment for Hepatitis B or Hepatitis C or history of tuberculosis (TB).

  • Patients who have a history of allergic reactions attributed to compounds ofsimilar chemical or biologic composition to Pembrolizumab are not eligible.Known hypersensitivity to any excipients of Pembrolizumab. Post-Surgery (Step 2) Exclusion:

  • Patients are ineligible if the tumor is not a GBM, MGMT promoter regiondetermined to be unmethylated and IDH wild type, or if < 80 % resection ofcontrast enhanced tumor on post-operative MRI or < 7 grams of tumor isresected.

  • Patients who are receiving any other investigational agents.

  • Known history of immunodeficiency (HIV). This medical entity can be exacerbatedby PD-1 blockade.

  • Any form of immunosuppressive therapy within 7 days prior to the first dose oftrial treatment excluding steroids. Attempts should be made to have patient onlowest possible dose of steroids. These medical entities can be exacerbated byPD-1 blockade.

  • History of another malignancy in the previous 3 years, with a disease-freeinterval of < 3 years. Exceptions include basal cell carcinoma of the skin,squamous cell carcinoma of the skin, or in situ cervical cancer that hasundergone potentially curative therapy. Patients who have undergone a bonemarrow or stem-cell transplant for any malignancy are excluded.

  • Has an active autoimmune disease requiring systemic treatment within the past 3months or a documented history of clinically severe autoimmune disease, or asyndrome that requires chronic systemic steroids or immunosuppressive agentsexcept as noted above. Subjects with vitiligo or resolved childhoodasthma/atopy would be an exception to this rule. Subjects that requireintermittent use of bronchodilators or local steroid injections will not beexcluded from the study. Subjects with hypothyroidism stable on hormonereplacement or Sjorgen's syndrome will not be excluded from the study.

  • Has a history of interstitial lung disease, non-infectious pneumonitis, orpneumonitis.

  • Has an active infection requiring systemic antibiotics within 10 days ofsurgery.

  • Has a history or current evidence of any condition, therapy, or laboratoryabnormality that might confound the results of the trial, interfere with thesubject's participation for the full duration of the trial, or is not in thebest interest of the subject to participate, in the opinion of the treatinginvestigator. Examples include:

  • Hypertension (defined as 160/95) that is not controlled on medication

  • Ongoing or active infection requiring systemic treatment

  • Symptomatic congestive heart failure

  • Unstable angina pectoris

  • Cardiac arrhythmia

  • Psychiatric illness/social situations or substance abuse disorders thatwould limit compliance with study requirements

  • Any other illness or condition that the treating investigator feels wouldinterfere with study compliance or would compromise the patient's safetyor study endpoints.

  • Is pregnant or breastfeeding or expecting to conceive or father children withinthe projected duration of the trial, starting with the pre-screening orscreening visit through 120 days after the last dose of trial treatment.

  • The effects of pembrolizumab and HSPPC-96 on the developing human fetus areunknown. For this reason and because checkpoint inhibitors andimmunotherapeutic vaccines as well as other therapeutic agents used in thistrial are known to be teratogenic, women of child-bearing potential and menmust agree to use adequate contraception (hormonal or barrier method of birthcontrol; abstinence) prior to study entry, and for the duration of studyparticipation. Should a woman become pregnant or suspect she is pregnant whileshe or her partner is participating in this study, she should inform hertreating physician immediately.

  • Has received prior therapy with an anti-PD-1, anti-PD-L1, anti-PD-L2,anti-CD137, or anti- Cytotoxic T-lymphocyte-associated antigen-4 (CTLA-4)antibody (including ipilimumab or any other antibody or drug specificallytargeting T-cell co-stimulation or checkpoint pathways).

  • On treatment for Hepatitis B or Hepatitis C or history of TB.

  • Has received a live vaccine within 30 days prior to the first dose of trialtreatment

  • Patients who have a history of allergic reactions attributed to compounds ofsimilar chemical or biologic composition to Pembrolizumab are not eligible.Known hypersensitivity to any excipients of Pembrolizumab.

Study Design

Total Participants: 90
Treatment Group(s): 5
Primary Treatment: Placebo
Phase: 2
Study Start date:
September 21, 2017
Estimated Completion Date:
December 20, 2022

Study Description

Background:

  • Malignant gliomas are unfortunately, in most cases, a uniformly fatal tumor. Despite aggressive surgery, radiation treatment (RT) and chemotherapy at initial diagnosis these tumors almost always recur.

  • Many clinical trials in glioblastoma (GBM) have evaluated the addition of agent(s) to standard therapy which consists of concurrent radiation with temozolomide chemotherapy after maximal surgical resection in patients with newly diagnosed disease and salvage chemotherapy with either rechallenge with temozolomide or an alternative alkylating agent such as lomustine (CCNU) or cisplatin. To date, none of the combination strategies have demonstrated clinical benefit. Furthermore, in subjects with an unmethylated MGMT (O6-methylguanine-DNA methyltransferase) promoter temozolomide has only modest benefit and salvage therapies have not demonstrated a significant impact in this subject group underscoring the need for more research.

  • Immunotherapy offers the promise of improving outcomes for patients with GBM by evoking specific immune responses that may produce a more sustained and less toxic effect than conventional therapy. Heat-shock proteins (HSPs), which function as intracellular chaperones, can be used to deliver a variety of tumor antigens to antigen presenting cells for immune stimulation.

  • Heat Shock Protein-Peptide Complex-96 (HSPPC-96) consists of the heat shock protein glycoprotein-96 (HSP gp-96) and a wide array of chaperoned proteins, including autologous antigenic peptides (aka vaccine). Heat shock proteins (HSP) are molecules that respond to cellular stress and counteract abnormal protein folding. They are known to modulate immune responses, especially the HSP gp-96. In a stressful environment, such as a tumor, HSPs are upregulated and highly expressed on tumor cells. This protects the tumor and leads to resistance to therapy. HSP expression is associated with cellular proliferation, apoptosis evasion, tissue invasion, metastasis, and angiogenesis.

  • Pembrolizumab is a potent and highly selective humanized monoclonal antibody (mAb) of the immunoglobulin G4 (IgG4)/kappa isotype designed to directly block the interaction between Programmed cell death protein 1 (PD-1) and its ligands, programmed death-ligand 1 (PD-L1) and programmed cell death-ligand 2 (PD-L2). Additionally, pembrolizumab is thought to also have activity in the peripherally circulating T-effector cells by reversing lymphocyte exhaustion. It is currently Food and Drug Administration (FDA) approved for use in patients with unresectable or metastatic melanoma and disease progression following ipilimumab and, if BRAF V600 mutation positive, a BRAF inhibitor and non-small cell lung cancer (NSCLC) with elevated PD-L1 in the tumor. recurrent or metastatic HNSCC with disease progression on or after platinum-containing chemotherapy. It is also FDA approved for use with advanced (metastatic) non-small cell lung cancer (NSCLC) whose disease has progressed after other treatments and with tumors that express a protein called PD-L1 and for the treatment of patients with recurrent or metastatic head and neck squamous cell carcinoma (HNSCC) with disease progression on or after platinum-containing chemotherapy.

  • This study will be the first to evaluate this combination of vaccine (HSPPC-96) and PD-1 inhibition (pembrolizumab) in newly diagnosed GBM patients whose tumors are MGMT promoter unmethylated and are isocytrate dehydrogenase (IDH) wildtype; and will provide important data on immune-modulatory effect of this combination. This may be of particular value in patients with high peripheral PD-L1 expression, but also the value of PD-1 added to standard GBM therapy. As vaccine needs to be generated from the patient s tumor, patients will need to be identified prior to surgery.

Eligibility:

  • MRI findings consistent with a suspected GBM or histologically confirmed newly diagnosed GBM that has not been treated and would benefit from further surgical resection.

  • Tumor must be supratentorial.

  • GBM diagnosis must be made by surgical excision (stereotactic biopsy will not be allowed unless there is plan for second surgery to remove greater than or equal to 80% of the tumor) and patients tumors must not have O6-Methylguanine-deoxyribonucleic acid (DNA) Methyltransferase (MGMT) promoter methylation and must be isocitrate Dehydrogenase (IDH) wildtype.

  • No prior treatment with radiation or chemotherapy for their GBM.

  • Age greater than or equal to 18 years on day of signing informed consent

Objective:

  • The primary endpoint is to determine whether the one-year overall survival (OS) rate is improved in newly diagnosed GBM patients whose tumors have an unmethylated MGMT promoter and are IDH wildtype treated with radiation therapy (RT) + temozolomide (TMZ) + Pembrolizumab followed by TMZ + Pembrolizumab + HSPPC-96 vaccine or Placebo vaccine x 6 cycles (1 cycle is 9 weeks).

Design:

  • This will be a randomized, double blind phase II trial of surgery, RT + TMZ + Pembrolizumab followed by TMZ + Pembrolizumab +/- HSPPC-96 in newly diagnosed GBM patients whose tumors have an unmethylated MGMT promoter and are IDH wildtype.

  • Subjects will be assigned to intervention based on ability to generate vaccine as follows:

    • If >= 80 % of tumor removed, >=7 g of tumor is resected but HSPPC-96 cannot be generated, subjects will be treated on the ancillary arm of RT+TMZ +Pembrolizumab followed by TMZ+ Pembrolizumab.

    • If>= 80% of contrasting enhanced tumor removed (based on T1 Post contrast magnetic resonance imaging (MRI) using cross sectional measurement), >= 7 g of tumor is resected and sufficient HSPPC-96 is generated, subjects will be included in the main cohort and will be randomized on a 1:1 basis to receive:

      • RT+TMZ +Pembrolizumab followed by TMZ+Pembrolizumab + Placebo

OR

--- RT+TMZ +Pembrolizumab followed by TMZ+Pembrolizumab+HSPPC-96

-Subjects whose tumor does not meet the criteria (unmethylated MGMT promoter and IDH wildtype by pathology) and for whom < 80 % of tumor is removed or < 7g of tumor is resected are not eligible for further intervention. Approximately 8 potentially eligible patients are screened per month, and it is anticipated that at least 1-2 per month will be accrued per site.

Connect with a study center

  • Barrow Neurological Institute

    Phoenix, Arizona 85013
    United States

    Site Not Available

  • Cedars-Sinai Medical Center

    Los Angeles, California 90048-1804
    United States

    Site Not Available

  • UF Health Cancer Center at Orlando Health

    Orlando, Florida 32806
    United States

    Site Not Available

  • Piedmont Hospital

    Atlanta, Georgia 30309
    United States

    Site Not Available

  • Northwestern University

    Chicago, Illinois 60611
    United States

    Site Not Available

  • Northshore University Health System

    Evanston, Illinois 60026
    United States

    Site Not Available

  • Northshore University Health System

    Glenview, Illinois 60026
    United States

    Site Not Available

  • Advocate Lutheran General Hospital

    Park Ridge, Illinois 60068
    United States

    Site Not Available

  • National Institutes of Health Clinical Center

    Bethesda, Maryland 20892
    United States

    Site Not Available

  • Henry Ford Health System

    Detroit, Michigan 48202
    United States

    Site Not Available

  • University of North Carolina at Chapel Hill

    Chapel Hill, North Carolina 27514
    United States

    Site Not Available

  • MUSC Hollings Cancer Center

    Charleston, South Carolina 29425
    United States

    Site Not Available

  • Texas Oncology-Austin Brain Tumor Center

    Austin, Texas 78705
    United States

    Site Not Available

  • University Of Texas Southwestern Medical Center

    Dallas, Texas 75390
    United States

    Site Not Available

  • Baylor College of Medicine, Dan L Duncan Cancer Center

    Houston, Texas 77030
    United States

    Site Not Available

  • University of Utah Health Systems

    Salt Lake City, Utah 84112
    United States

    Site Not Available

  • University of Washington Medical Center

    Seattle, Washington 98195
    United States

    Site Not Available

  • Aurora

    Milwaukee, Wisconsin 53215
    United States

    Site Not Available

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